On April 28, the U.S. Court of Appeals for the First Circuit, sitting en banc, overturned its own 30-year-old precedent on the Clean Water Act (CWA), North & South Rivers Watershed Ass’n v. Town of Scituate, 949 F.2d 552 (1st Cir. 1991). Under Town of Scituate, “diligent prosecution” of a federal administrative enforcement action (or certain comparable state administrative enforcement actions) would bar a later CWA citizen suit for either civil penalties or for declaratory or injunctive relief for the same violation. The First Circuit has now abandoned that holding in Blackstone Headwaters Coalition, Inc. v. Gallo Builders, Inc. While administrative enforcement will continue to bar citizen suits for monetary penalties, it will no longer preclude later suits for equitable relief.

This new rule reduces the incentive for CWA defendants to negotiate administrative settlements with EPA or state regulators; if such settlements will no longer bring finality to a set of allegations, a defendant might see the need to fully contest those allegations. However, the Blackstone court acknowledged that its new rule is inconsistent with the current rule in at least one other circuit, so the new decision raises the potential for future Supreme Court involvement on this issue of significant importance to the regulated community.

Photo of Houston Shaner Houston Shaner

Houston Shaner helps his clients secure cost-effective outcomes, from shaping regulations in the notice-and-comment phase through permitting, daily compliance and internal investigations. And when his clients require litigation, Houston is ready to defend their interests in court or before agencies.

Photo of Dave Ross Dave Ross

Dave Ross is a partner in the firm’s Environmental and Natural Resources practice. He has more than 20 years of experience across a broad spectrum of challenging environmental and natural resources issues and is recognized as one of the leading experts on water…

Dave Ross is a partner in the firm’s Environmental and Natural Resources practice. He has more than 20 years of experience across a broad spectrum of challenging environmental and natural resources issues and is recognized as one of the leading experts on water law and policy in the United States. Dave specializes in providing cutting edge legal advice at the intersection of law, policy, and science, and has worked in local, state, and federal government in addition to serving as an environmental consultant and attorney in private practice. Having worked as both a prosecutor and defense attorney, a government attorney and private practitioner, and an environmental consultant and policy advisor, Dave brings a unique perspective to difficult business questions and problems. He has testified before Congress, argued in court, given hundreds of speeches, and is equally adept at providing strategic counseling in the boardroom and in the field.